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May 2021
Home 2021 May
By Terrance O'Malley
May 25, 2021

Who Should Get the Money – After the SEC Settles a Private Fund Enforcement Action

The U.S. Securities and Exchange Commission settled an enforcement action late last year with a private fund firm for an eye-catching $170 million.  The agency’s press release stated that the settlement amount would be
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By Dana Evans
May 21, 2021

Key Quotes from James Newman on Operational Due Diligence

Here are some key quotes from my latest podcast with James Newman, Co-Head & Co-Founder of perfORM Due Diligence Services, discussing the fundamentals and latest trends in operational due diligence: “We are the only
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By Dana Evans
May 19, 2021

James Newman Delves into Operational Due Diligence

In November 2019 James Newman and his business partner, Quentin Thom, left their in-house positions and founded perfORM Due Diligence Services.  Their firm is an innovative, flexible and technology-driven ODD service, and the first
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By Dana Evans
May 14, 2021

Key Quotes from Brian Davis

Here are some key quotes from my latest podcast with Brian Davis, Managing Partner in New York at Major Lindsey & Africa, talking about legal searches and recruiting in the alternative investment industry: “I
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By Dana Evans
May 12, 2021

Brian Davis Shares his Perspective on the Alternatives Industry through Legal Recruiting

More than twenty years ago, Brian Davis left his legal practice and became one of the top legal recruiters in the profession.  He focused his talents on financial services and later became a recognized
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By Dana Evans
May 7, 2021

Key Quotes from John Phinney

Here are some key quotes from my latest podcast with John Phinney, Chairman and Co-President of Convergence, discussing operational soundness and the importance of data, research and analytics: “Convergence was founded to build a
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By Dana Evans
May 5, 2021

John Phinney Discusses Operational Soundness and the Importance of Data, Research and Analytics

John Phinney has held almost every C-Suite position in the investment management industry.  He has seen some of the best practices – and the worst – on the operational side of the business.  In
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