Congratulations to Michael Neus, Season One guest on the Operational Leaders podcast. Mike has officially started his new position at the U.S. Securities and Exchange Commission as the Private Funds Attorney Fellow. In his

Here are some key quotes from my latest podcast with Christine Chang on being a CEO and family offices: “I think throughout my career, it’s been consistent that I’ve always tried to take the

Here are some key quotes from my latest podcast with Jason Duffy, founder of Fieldstone Insurance Group, discussing the ins and outs of employee health insurance: “There are three real buckets of insurance that

Congratulations to all of the winners of this year’s HFM U.S. Service Awards 2020. The Operational Leaders podcast sends a special recognition and thank you to the winners who joined as guests on the

The following document is an approximate, but not exact, transcript of the Operational Leaders podcast conversation between host Terrance J. O’Malley and guest Anthony Scaramucci. Please support the production of this podcast by downloading

Here are some key quotes from my latest podcast with Anthony Scaramucci, founder of SkyBridge Capital, discussing his career in the asset management business and running a successful firm: “Maybe I just take two

A few final questions to ask when assessing the status of the legal and compliance role. • Who does the general counsel and/or CCO report to (i.e., who hires/fires and determines annual compensation)? The

Technical compliance with applicable laws is necessary, but so is meeting their spirit and putting investors’ interests first. Otherwise, small problems stack up and become big ones. Determining a firm’s list of priorities can