Here are some key quotes from my latest podcast with Richard Change, Co-Founder and Managing Director of PFA Solutions, discussing the adoption of technology solutions for more efficient firm management: “As a whole, I
Here are some key quotes from my latest podcast with Elaine Chim, head of the private equity product for the Americas and APAC at the Apex Group, discussing trends in fund administration for private
Here are some key quotes from my latest podcast with Jersey Finance Deputy CEO, Amy Bryant, and Legal and Technical Manager, Peggy Gielen, discussing the merits of Jersey as a fund domiciliation: “Jersey Finance
Here are some key quotes from my latest podcast with Evan Katz, Managing Director at Crawford Ventures, discussing how to raise investor capital: “What Crawford ventures does principally in the alternative investment space –
The U.S. Securities and Exchange Commission settled an enforcement case late last year with a private fund firm for an eye-catching $170 million. The agency’s press release stated that the settlement amount would be
Here are some key quotes from my latest podcast with Shaun Murray, CEO of Margin Reform, discussing collateral, margin and derivatives: “We have a strapline which is ‘educate, mitigate, transform’. But all roads in
The U.S. Securities and Exchange Commission settled an enforcement action late last year with a private fund firm for an eye-catching $170 million. The agency’s press release stated that the settlement amount would be
Here are some key quotes from my latest podcast with James Newman, Co-Head & Co-Founder of perfORM Due Diligence Services, discussing the fundamentals and latest trends in operational due diligence: “We are the only
Here are some key quotes from my latest podcast with Brian Davis, Managing Partner in New York at Major Lindsey & Africa, talking about legal searches and recruiting in the alternative investment industry: “I
Here are some key quotes from my latest podcast with John Phinney, Chairman and Co-President of Convergence, discussing operational soundness and the importance of data, research and analytics: “Convergence was founded to build a
Here are some key quotes from my latest podcast with John D’Agostino, leading expert on cryptocurrency, discussing the ABCs of digital assets: “If you ask 100 people about crypto, you’ll probably get 100 different
Here are some key quotes from my latest podcast with Michelle Noyes, Managing Director and Head of the Americas at AIMA, who takes us inside the alternative investment industry’s top trade association: “Our role
We recently caught up with Bill Elcock, who focuses on strategic partnerships and market research at DiligenceVault. His firm is sponsoring the current season of the Operational Leaders podcast. In this interview, Bill shares
Here are some key quotes from my latest podcast with HR specialist David Lewis, Founder and CEO of OperationsInc, discussing the challenges of managing through COVID and it impact on the future of employee-employer
Carl Ayers has been covering legal and compliance issues in the asset management space about as long as I can remember. He is now the publisher/editor of Regulatory Compliance Watch, a PEI Media LLC
With a change in administration, it’s never been more important to understand exactly how the SEC regulates private funds. We’ll go behind the scenes with top current and former SEC officials with specific oversight
Here are some key quotes from my latest podcast episode with Kathleen Muir, founder and CEO of the Muir Network, discussing brand creation and content: “We live in a storytelling world. And these days,
